This workshop provides tactical approaches for effectively leveraging the FDA’s widely used pre-submission option under the Q-Submission program to enhance your regulatory strategy.
This workshop is designed to help you understand what the FDA Pre-submission (Pre-Sub) program is and how and when to use it most effectively. Learn practical tips from industry experts who have been successfully navigating the Pre-Sub program since its inception, including strategies to truly listen to what FDA is saying (or not saying), and how to handle inevitable disagreements.
Key topics will include:
Regulatory Affairs Professionals:
Intermediate: Content is designed based upon the assumption that individuals have basic knowledge of the topic(s) and/or demonstrated competence related to the topic(s). Higher-level concepts are introduced during lectures; exercises requiring synthesis and/or application of concepts are incorporated into the activity.
Advanced: Content is designed for individuals who are well-versed in most, if not all, concepts associated with the topic(s). Activities place a high concentration on analysis and application of concepts or demonstration of competencies through exercises such as case studies, scenario building, and group projects. A high level of participation is expected from each attendee.
| Time |
Topic |
|
9:00 - 9:10 AM |
Introduction
|
|
9:10 – 9:30 AM |
Pre-Submission History and Context
|
|
9:30 – 10:00 AM |
Making Pre-Sub Decisions
|
|
10:00 – 10:30 AM |
What Makes a Good Pre-Sub
|
|
10:30 – 11:00 AM |
The Art of Pre-Sub Communications
|
|
11:00 – 11:15 AM |
15 Minutes Break |
|
11:15 – 11:45 AM |
FDA Perspective
|
|
11:45 AM – 12:00 PM |
Case Study Presentation
|
|
12:00 – 12:30 PM |
Pre-Submission Decisions Mock Scenarios – all |
|
12:30 – 12:45 PM |
Best Practices – all |
|
12:45 – 1:00 PM |
Final Q&A / Workshop Close |
RAPS reserves the right to cancel this program at its sole discretion. RAPS will not be responsible for travel or other costs incurred due to cancellation. All cancellation requests must be submitted in writing to [email protected]. Cancellations will receive a full refund minus a 20% administrative fee. RAPS is unable to accept cancellations by phone.
Paid registration substitutions may be accepted with written approval from RAPS for requests received before the start of the event. To transfer a registration, email [email protected] with the event title, name of the original registrant and the contact information for the new attendee.
A certificate of attendance can be downloaded from the RAPS Learning Portal following the event.
Contact the RAPS Support Center:
Call +1 301 770 2920, ext. 200 (8:30 am–5:30 pm EST, Monday–Friday) or email [email protected].


VP of Regulatory, Quality, Clinical & Engineering , DuVal & Associates, P.A.

Sr. Regulatory, Quality, and Compliance Associate, DuVal & Associates, PA

Assistant Director, Tools & Templates Team, CDRH, RP/DRP4, , US Food and Drug Administration
Assistant Director PMA, HDE, Q-Submission and Device Tracking Lifecycle Team, U.S. Food and Drug Administration United States Department of Health & Human Services

CEO, DuVal & Associates, P.A.
Mark DuVal, JD, FRAPS, is the CEO of DuVal & Associates, PA, a law firm dedicated to counseling companies in the medical device, pharmaceutical, biotech, food, and nutritional supplement industries. His practice includes providing strategic regulatory advice, developing compliance programs, designing and implementing sophisticated marketing programs, counseling on reimbursement matters, conducting sales training, and interfacing with the FDA in relation to product approvals and clearances, clinical trial negotiations, approvals, policy arguments, appeals, etc. He works extensively with FDA on 510(k)s, de novos, PMAs and combination products, IDE negotiations, pre-submissions, inspections, warning letters, appeals, etc.

VP of Regulatory, Quality, Clinical & Engineering , DuVal & Associates, P.A.
Lisa Pritchard, BSEEE, FRAPS, is VP of Regulatory, Quality, Clinical & Engineering at DuVal & Associates, P.A., a law firm dedicated to counseling companies primarily in the medical device, pharmaceutical, biotech, food, and nutritional supplement industries. She focuses on advising clients on Regulatory, Quality and Compliance topics for medical devices including in vitro diagnostics, assisting clients with worldwide regulatory strategies, and FDA submissions such as pre-submissions, IDEs, 510(k)s, De Novos, and PMAs. Lisa currently serves as Chair of the Twin Cities Chapter for the Regulatory Affairs Professionals Society (RAPS). She is an active volunteer mentor and sought after international speaker on regulatory topics. Lisa brings over 35 years of experience in working with industry including start-up companies, multi-national corporations, and now consulting.
Sr. Regulatory, Quality, and Compliance Associate, DuVal & Associates, PA
Kathy Herzog, BSME, is senior director, regulatory, quality, and compliance at DuVal & Associates, PA. She has worked in the medical device industry for over 30 years, primarily in the areas of product design and development, regulatory, and project/program management activities for class II and class III products in the orthopedic, neuromodulation, urological, and wound dressing therapeutic areas. She is experienced with US marketing submissions (pre-submissions, IDEs, 510(k)s, De Novos, breakthrough device designation requests, emergency yse authorizations, HUDs/HDES, PMAs and PMA supplements). She also assists clients with quality system, SOP, and labeling development.
Assistant Director, Tools & Templates Team, CDRH, RP/DRP4,, US Food and Drug Administration
Patrick Axtell, Ph.D., is a biomedical engineer and software developer at the FDA. He graduated from The College of William and Mary with a bachelor’s degree in Biology, and he received his doctorate’s degree in Biomedical Engineering with a specialization in Neural Engineering from The University of Illinois in Chicago in 2007. Patrick was a reviewer for restorative and neurological devices for 7 years and is now the Assistant Director for the Tools and Templates Team for CDRH. Patrick developed the smart template, which guides reviewers through the evaluation of medical devices, and eSTAR, which guides applicants through the process of preparing 510(k)s and other submission types.We have completed our migration to a new platform and are pleased to introduce the updated site.
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